Trade Surveillance Analysts

A Career with Point72’s Compliance Department The Point72 Compliance department is an industry-leading team of compliance professionals that supports global investment and trading activities by establishing and enforcing the Firm’s compliance policies, providing real-time advice, and conducting pre and post trade surveillance. Our team is essential to the success of Point72, and our compliance professionals are embedded in investment professional and investment services teams across the organization. We offer mentorship, a growth path, and the opportunity for a long-term career with us. What you’ll do We are seeking a Compliance Officer in London to focus on supporting Canvas FRG, a primary research group within Point72. In this role, you will work closely with the global Canvas Compliance team. Specifically, you will: Be a point of contact for compliance related items for Canvas Research Analysts located in EMEA and Asia offices; Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews; Chaperone consultant calls for Canvas Research Analysts and document accordingly; Monitor and review communications between Canvas Research Analyst interactions with discretionary investment professionals; Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage; Facilitate quarterly invoicing and payment with the finance department in compliance with applicable data privacy law; Participate in Insider Dealing/Insider Trading issues training for Canvas Research Analysts; Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes; Monitor and stay current on applicable EMEA laws, regulatory initiatives, and case law; and Recommend and draft enhancements to existing policies and procedures. What’s required We are seeking a detail-oriented and self-motivated professional to join our team with the opportunity

Non-Financial Risk (Enterprise Risk) Consultant – All Levels Location: Glasgow & Edinburgh (Hybrid) | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent Drive impactful change across enterprise risk, market abuse, and surveillance frameworks The Role Capco is looking for Management Consultants with expertise in Non-Financial Risk to join our growing Finance, Risk, Regulatory & Financial Crime (FRRF) capability. You'll work on a variety of projects for leading financial institutions, delivering risk transformation and advisory services across enterprise and operational risk. Acting as a trusted advisor, you'll help shape the future of risk frameworks, controls, governance, and surveillance capabilities. You'll also embrace AI-enabled ways of working, using approved AI tools to enhance analysis, improve delivery efficiency, and support better decision-making while applying appropriate human judgement and responsible AI practices. What You'll Do Support enterprise and operational risk transformation projects, leveraging AI-enabled analysis where appropriate to improve delivery, insight, and operational effectiveness. Document, assess, and enhance risk processes and controls across the first and second lines of defence, identifying opportunities for automation and AI-enabled workflow improvements. Contribute to market abuse and trade surveillance initiatives by reviewing controls, detection scenarios, and the responsible application of AI to improve surveillance effectiveness and reduce false positives. Support AI model tuning and optimisation activities within surveillance environments, ensuring appropriate governance, validation, auditability, and human oversight. Engage stakeholders across business, technology, compliance, and risk functions to deliver collaborative, data-driven transformation initiatives. What We're Looking For Experience in enterprise or operational risk, ideally within financial services or management c

Trade & Transaction Reporting – Business Analyst / Project Manager Location: Glasgow & Edinburgh (Hybrid) | Practice Area : FRRF – Financial Crime, Risk, Regulation & Finance Transformation | Type: Permanent Drive regulatory clarity and control across global reporting regimes The Role Capco is seeking Business Analysts and Project Managers to join our FRRF practice, with a focus on trade and transaction reporting transformation. You’ll help financial institutions deliver reporting programmes across regimes such as EMIR Refit, MiFIR, SFTR, and CFTC, supporting enhanced transparency, operational control, and compliance readiness. What You’ll Do Lead analysis, design, and delivery of global reporting change initiatives Translate regulatory obligations into business, functional, and data requirements Partner with Compliance, Operations, Tech, and vendors to embed control frameworks Support implementation across regimes including EMIR, MiFIR, SFTR, CFTC, MAS, and others Provide governance and oversight on traceability, data lineage, and remediation What We’re Looking For Experience delivering transaction reporting change as a BA or PM within financial services Practical understanding of at least one reporting regime (e.g. EMIR, MiFIR, SFTR, HKMA) Proficiency in drafting requirements, use cases, and test scenarios Familiarity with trade lifecycle flows across Equities, Fixed Income, and Derivatives Knowledge of control processes, reconciliation, and exception management in reporting Bonus Points For Experience working on EMIR Refit or MiFIR regulatory reporting implementations Familiarity with vendor tools such as DTCC, UnaVista, Kaizen, or SteelEye Experience documenting data lineage, schemas, and reporting logic Agile delivery exposure using tools like JIRA, Confluence, or equivalents Consulting experience or involvement in multi-jurisdictional change programmes Why Join Capco Deliver high-impact technology solutions for Tier 1 financial institutions

Trade Compliance and Logistics Specialist Bristol | Graphcore At Graphcore, we are helping to shape the future of artificial intelligence. Our technology enables innovators across industries to push boundaries, solve complex problems and expand what is possible with AI. Specialist AI compute will play a decisive role in the speed and direction of AI progress. At Graphcore, our work helps innovators go further, faster — and what we do really makes a difference. We are looking for a Trade Compliance and Logistics Specialist to join our Supply Chain team in Bristol. Reporting to the Trade Compliance Manager , you will support the day-to-day delivery of Graphcore’s trade compliance activities, helping ensure we meet export control requirements while enabling the smooth movement of goods and technology across our global operations. This is a great opportunity for someone with trade compliance experience, ideally in a high-tech environment, who enjoys working with detail, solving problems and partnering with teams across the business. The Team You will be part of Graphcore’s Supply Chain team, within the wider Operations group. The team has members in Bristol and Taiwan and is responsible for developing and managing a robust manufacturing subcontract supply chain for Graphcore. You will work closely with colleagues across Supply Chain, Logistics, Engineering and other business functions to support compliant exports, technology transfers and international shipments. What you will be doing In this role, you will: Assist with export licensing determinations and help ensure Graphcore remains compliant with relevant export control regulations. Apply for export licences where required, or determine whether appropriate licence exemptions can be used. Respond to internal queries relating to technology transfers, including deemed exports. Run compliance checks on suppliers, customers and other relevant parties. Ensure export-related records are accurate,

About Us SharkNinja is a global product design and technology company, with a diversified portfolio of 5-star rated lifestyle solutions that positively impact people’s lives in homes around the world. Powered by two trusted, global brands, Shark and Ninja , the company has a proven track record of bringing disruptive innovation to market and developing one consumer product after another has allowed SharkNinja to enter multiple product categories, driving significant growth and market share gains. Headquartered in Needham, Massachusetts with more than 4,100 associates, the company’s products are sold at key retailers, online and offline, and through distributors around the world. AI at SharkNinja At SharkNinja, we’re building an AI-native culture. We’re not waiting for the future; we’re creating it. Our people are expected to experiment boldly, adopt new tools, and continuously raise what’s possible to create meaningful impact for our consumers. If you believe the best way to do your job hasn’t been invented yet, you’ll fit right in. About the Role We are a social-first business, revolutionising how retail marketing is approached, and we are looking for a Senior Retail (Trade) Marketing Manager to lead our Pureplay vertical across the UK & ROI. Leading a team across our five pureplay retail channels, all three of our brands (Shark, Shark Beauty and Ninja) and a portfolio of 39 product categories, you will own Retail Media Planning and Trade Marketing Strategy for the vertical, bring a sharp commercial lens to everything we do, be our senior marketing relationship for the retailers, and partner closely with Sales and the wider marketing community to unlock growth. Social-first collaboration is a growing and exciting part of the remit. If it is not yet your strength, we will help you build it. Here are some of the EXCITING things you’ll get to do: Strategy & Planning • Lead the Pureplay vertical against

Trade & Transaction Reporting Director (Managing Principal) Location: Edinburgh or Glasgow | Practice Area: Finance, Risk, Regulatory & Financial Crime | Type: Permanent Shape the future of global regulatory reporting transformation The Role Capco is seeking a Managing Principal (Director level) to lead our Trade & Transaction Reporting capability within the Finance, Risk, Regulatory & Financial Crime (FRRF) practice. This role is ideal for someone who combines strategic vision with deep regulatory reporting expertise and a proven track record of leading complex, multi-jurisdictional transformation programmes. You'll partner with global financial institutions to deliver regulatory change, optimise reporting controls, and ensure sustained compliance across key reporting regimes including EMIR Refit, MiFIR, SFTR, CFTC, HKMA, and MAS. You'll also champion AI-enabled ways of working, helping clients and teams responsibly leverage approved AI tools, automation, and data-driven insights to improve reporting quality, operational efficiency, and decision-making while maintaining strong governance and human oversight. What You'll Do Lead end-to-end trade and transaction reporting transformation programmes across multiple global regulatory regimes, identifying opportunities to leverage AI-enabled workflows and automation to improve reporting quality and operational efficiency. Advise clients on regulatory implementation, remediation, and control optimisation across EMIR Refit, MiFIR, SFTR, HKMA, MAS, CFTC, and other reporting frameworks, ensuring robust governance and regulatory compliance. Design, assess, and enhance reporting architectures, data lineage, reconciliations, and data quality frameworks, using AI-enabled analytics where appropriate to strengthen reporting accuracy and transparency. Guide the implementation of regulatory reporting platforms and RegTech solutions, ensuring responsible AI adoption, appropriate validation, and effective oversi