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Active1mo ago

Compliance Officer

tastylive·📍 Chicago, Illinois, United States

Employment

Full-Time

Work mode

On-site

Experience

SENIOR LEVEL

Salary

Not disclosed

Salary not disclosed

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Role overview

Job description

Department: Compliance Reports To: Chief Compliance Officer for tastyfx/tastytrade futures Location: Chicago, IL (In-office 3 days/week) Licensure: Series 3 and Series 34 strongly preferred Salary : $100,000-$140,000 As a Compliance Officer, you will support the firm’s compliance program, ensuring adherence to CFTC Regulations, NFA rules, and internal policies governing retail forex operations. The role is critical to maintaining the firm’s regulatory standing and reports directly to the Chief Compliance Officer. tastyfx is a retail brokerage that provides professional-grade, world-class technology to retail traders at industry-leading prices. We focus on giving customer access to global currencies via the spot forex market. Built from the ground up by a team with decades of experience in the financial industry, we’re a modern brokerage for the current financial climate. What You’ll

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What they are looking for

Skills & requirements

Qualification

Who You Are: Bachelors degree in Finance, Business, Law, or related field 5+ years of compliance experience in the retail forex, futures, or broader derivatives/securities industry Working knowledge of CFTC Regulations and NFA rules applicable to RFEDs, FCMs and Forex Dealer Members; Studies have shown that women and people of color are less likely to apply to jobs unless they have every single qualification

Department · tt - Compliance

Hiring company

tastylive

Welcome to tastylive Careers! The success of tastylive begins with our employees. If you are looking for a collaborative, innovative, and transparent work environment, we have a place for you on our team! If we don't currently have the perfect job opening for you, contact us anyway! We'd love to consider you for future roles.

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