Finra Supervisory Specialist Jobs

FINRA Supervisory Specialist - PNC Wealth Management — 15 Locations. Apply via Workday.

About the team + role We are building an elite team, applying frontier technologies to the world's biggest financial problems. We're looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn't a place for compl

It all started with an idea at Block in 2013. Initially built to take the pain out of peer-to-peer payments, Cash App has gone from a simple product with a single purpose to a dynamic ecosystem, developing unique financial products, including Afterpay/Clearpay, to provide a…

The Beneficiary Services Representative is a Client Service and Sales support position, fully responsible for servicing and supporting internal and/or external clients primarily through inbound and outbound phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money…

A Career with Point72’s Surveillance Team Point72’s Surveillance team sets the industry standard for intelligence driven surveillance by proactively identifying, monitoring, and assessing various sources of compliance risk using proprietary tools and specialized tradecraft. We…

Our Local Programs and Regulatory Compliance team is responsible for ensuring compliance with local laws and regulations in the countries where we operate. Financial crime moves fast — our AML program needs to move faster. As AML Manager on our Local Programs and Regulatory…

Senior Surveillance Associate at Point72 in Stamford, Connecticut, United States. $180K – $200K/yr.

Senior Surveillance Associate - Market Abuse at Point72 in Stamford, Connecticut, United States. $180K – $200K/yr.

Research Engineer, Knowledge Graph Intelligence at Point72 in New York, New York, United States. $175K – $250K/yr.

The Client Services Associate is a developing professional role, fully responsible for servicing and supporting internal and/or external clients primarily through inbound and outbound phone calls and adhering to Know-Your-Customer (KYC) and Anti-Money Laundering (AML) procedures…

Financial Operations Manager at Robinhood in Lake Mary, Florida, United States. $110.5K – $130K/yr.

Customer Experience Associate, Pathways - New Graduates at Robinhood in Denver, Texas, United States. Full-time · On-site.

Marketing & Communications Compliance Senior Specialist at Robinhood in Menlo Park, CA; New York, Canada. Full-time · On-site · $115K – $135K/yr.

About AQR Capital Management AQR is a global investment management firm built at the intersection of financial theory and practical application. We strive to deliver superior, long-term results for our clients by seeking to filter out market noise to identify and isolate what…

The Senior Compliance Manager will lead critical compliance projects and initiatives within our compliance framework. This role requires deep expertise in financial markets regulations, strong project management skills, and the ability to work effectively in a fast-paced…